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SouthGobi Resources announces third quarter 2018 financial and operating results

Production Results Financials

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RESOURCES November 13, 2018

SouthGobi Resources announces third quarter 2018

financial and operating results

HONG KONG – SouthGobi Resources Ltd. (TSX: SGQ, HK: 1878) (the “Company” or

“SouthGobi”) today announces its financial and operating results for the three and nine months

ended September 30, 2018. All figures are in U.S. dollars (“USD”) unless otherwise stated.

SIGNIFICANT EVENTS AND HIGHLIGHTS

The Company’s significant events and highlights for the three months ended September 30,

2018 and the subsequent period up to November 13, 2018 are as follows:

• Operating Results – As a result of improved market conditions and prices for coal in

China as well as a higher portion of sales made through our Inner Mongolia subsidiary,

the Company experienced an increase in the average selling price of coal from $26.5

per tonne in the third quarter of 2017 to $35.8 per tonne in the third quarter of 2018.

The Company sold 0.7 million tonnes for the third quarter of 2018 as compared to 0.8

million tonnes for the third quarter of 2017.

• Financial Results – The Company recorded a $1.7 million profit from operations in the

third quarter of 2018 compared to a $4.7 million loss from operations in the third quarter

of 2017. The overall financial results have improved when compared to the third quarter

of 2017, which was principally attributable to the improved coal prices in China and

the Company recording an impairment of coal stockpile inventories in the third quarter

of 2017 (third quarter of 2018: nil; third quarter of 2017: $7.9 million). The improved

financial performance in the third quarter was partially offset by the Company recognizing

a provision for doubtful trade and other receivables during the quarter (third quarter of

2018: $5.3 million; third quarter of 2017: reversal of provision of $1.4 million).

• Wash plant – The construction of the wash plant at the Ovoot Tolgoi mine was completed,

and operations at the wash plant commenced in October 2018. The Company is in the

process of making improvements to the wash plant in order to enhance the operational

efficiency, as well as the output value. The Company expects to be in position to sell

washed coal to the market in the fourth quarter of 2018. The expected annual wet

washing capacity of the wash plant for 2019 is approximately 1.8 million tonnes of input

coal. The Company is currently discussing an agreement regarding the operation of the

wash plant with the wash plant operator; however, there can be no assurance that a

favorable outcome will be reached.

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• China Investment Corporation (“CIC”) Convertible Debenture (“CIC Convertible

Debenture”) – Pursuant to the terms of the deferral agreement dated June 12, 2017

(the “June 2017 Deferral Agreement”) with CIC in relation to a revised payment schedule

on the $22.3 million of cash interest and associated costs originally due under the

CIC Convertible Debenture on May 19, 2017 (the “May 2017 Interest Payable”), the

Company was required to pay $9.7 million of cash interest and associated costs to CIC

on November 19, 2017 (the “June 2017 Deferral Agreement Payment”). Pursuant to the

terms of the CIC Convertible Debenture, the Company was required to pay $8.1 million

and $7.9 million of anniversary cash interest to CIC on November 19, 2017 and May 19,

2018, respectively (the “Anniversary Interest Payment” and together with the June 2017

Deferral Agreement Payment, the “November 19 th and May 19 th Payments”). Pursuant

to the CIC Convertible Debenture, the Company was also obliged to issue $4.0 million

worth of PIK interest shares (the “November 2017 PIK Interest”) to CIC on November

19, 2017. The Company will also be required to pay $8.1 million of cash interest to CIC

(the “November 2018 Payment”) and issue $4.0 million worth of PIK interest shares

(the “November 2018 PIK Interest”) on November 19, 2018. As of the date of this press

release, the Company expects that it will be unable to pay the November 2018 Payment

to CIC on the due date.

As of the date of this press release, the Company: (i) has neither paid the November

19th and May 19 th Payments nor issued the November 2017 PIK Interest shares to CIC

within the cure period provided for under the CIC Convertible Debenture; and (ii) has not

agreed upon a repayment plan for such amounts with CIC. Consequently, the Company

is in default under the CIC Convertible Debenture and the June 2017 Deferral Agreement.

Pursuant to the terms of the CIC Convertible Debenture and the June 2017 Deferral

Agreement, CIC may, at its discretion, provide notice to the Company and declare all

principal, interest and other amounts owing under the CIC Convertible Debenture and

the June 2017 Deferral Agreement immediately due and payable, and take steps to

enforce payment thereof, which would have a material adverse effect on the business

and operations of the Company and may negatively affect the price and volatility of the

Common Shares and any investment in such shares could suffer a significant decline

or total loss in value. As of the date of this press release, the Company has received

no indication from CIC of any intention to deliver a notice of default under the CIC

Convertible Debenture and the June 2017 Deferral Agreement or to accelerate the

amounts outstanding under the CIC Convertible Debenture and the June 2017 Deferral

Agreement.

The Company is in discussion with CIC for a deferral of the November 19 th and May

19th Payments and the November 2017 PIK Interest, the November 2018 Payment and

the November 2018 PIK Interest; however, there can be no assurance that a favorable

outcome will be reached.

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As a consequence of the Company not entering into a deferral agreement with CIC

as at September 30, 2018, International Accounting Standard (“IAS”) 1 requires the

Company to classify the entire balance of the CIC Convertible Debenture as a current

liability as at September 30, 2018, notwithstanding the fact that CIC has not indicated

any intention to deliver notice of default or accelerate the maturity of the CIC Convertible

Debenture. The Company anticipates that both the debt host and the fair value of the

embedded derivative will be classified as a non-current liability upon the execution of a

deferral agreement, unless a future event of default occurs under the terms of the CIC

Convertible Debenture.

• Notice of Legal Proceedings from a Former Customer – On September 20, 2018,

the Company announced that Inner Mongolia Southgobi Energy Co., Ltd. (“IMSGE”), a

subsidiary of the Company, had received a court summons (the “Summons”) from the

Ejinaqi People’s Court of Inner Mongolia Autonomous Region of China (the “Ejinaqi

Court”) in relation to a dispute over certain coal sales contracts with Jiayuguan Xiyuan

Trading Co., Ltd (“Xiyuan”), a former customer of IMSGE.

According to the Summons, Xiyuan has applied to the Ejinaqi Court claiming that IMSGE

should repay a sum of RMB 19.4 million (approximately $2.8 million) to Xiyuan, comprised

of RMB 19.1 million of coal prepayments and RMB 0.3 million of interest. Xiyuan also

claimed Ejinaqi Fulemeng Energy Industry Co., Ltd. for joint liability of the above sums

as it was alleged as an agent for IMSGE to receive coal prepayment and deliver coal

on behalf of IMSGE.

Due to the complexity and monetary amount involved, the court hearing regarding this

matter previously scheduled on October 10, 2018 was delayed and will be rescheduled

for a future date.

The Company firmly believes that it has a strong defense on the merits and has retained

independent Chinese litigation counsel to vigorously defend itself against these claims.

However, due to the inherent uncertainties of litigation, it is not possible to predict whether

IMSGE will be successful in defending itself in these proceedings.

• Changes in Management and Director

Mr. Shougao Wang : Mr. Wang was appointed as an executive director on July 3, 2018.

Mr. Tao Zhang: Mr. Zhang was appointed as a vice president of the Company on July

3, 2018.

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• Going Concern – In the fourth quarter of 2016, the Company initiated a plan to change

the existing product mix to higher value and higher margin outputs by washing certain

grades of coal in order to produce more premium semi-soft coking coal and to initiate

more processing of the lower grades of coal in order to reduce the ash content and

improve the selling price and margins on its thermal coal product. The construction of the

wash plant at the Ovoot Tolgoi mine was completed, and operations at the wash plant

commenced in October 2018. The Company is in the process making improvements

to the wash plant in order to enhance the operational efficiency, as well as the output

value. The Company expects to be in a position to sell washed coal to the market in

the fourth quarter of 2018.

The current mine plan incorporates the coal washing and processing systems and

contemplates significantly higher volumes of production in order to complement the

Company’s new product mix and sales volume targets. Such plans will require a significant

level of stripping activities over the next two years and certain capital expenditures to

achieve the designed production outputs. Such expenditures and other working capital

requirements will require the Company to seek additional financing in the form of finance

leases, debt or equity.

There is no guarantee that the Company will be able to successfully execute the measures

mentioned above and secure other sources of financing. If it fails to do so, or is unable

to secure additional capital or otherwise restructure or refinance its business in order

to address its cash requirements through September 30, 2019, then the Company is

unlikely to have sufficient capital resources or cash flows from mining operations in order

to satisfy its current ongoing obligations and future contractual commitments. This could

result in adjustments to the amounts and classifications of assets and liabilities in the

Company’s condensed consolidated interim financial statements and such adjustments

could be material.

Unless the Company acquires additional sources of financing and/or funding in the

short term, the ability of the Company to continue as a going concern is threatened. If

the Company is unable to continue as a going concern, it may be forced to seek relief

under applicable bankruptcy and insolvency legislation. See section “Liquidity and Capital

Resources” for details. As at November 13, 2018, the Company had $5.4 million of cash.

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OVERVIEW OF OPERATIONAL DATA AND FINANCIAL RESULTS

Summary of Operational Data

Three months ended Nine months ended

September 30, September 30,

2018 2017 2018 2017

Sales Volumes, Prices and Costs

Premium semi-soft coking coal

Coal sales (millions of tonnes) 0.25 0.12 0.35 0.49

Average realized selling price (per tonne) (i) $ 48.15 $ 46.81 $ 52.36 $ 45.93

Standard semi-soft coking coal/

premium thermal coal

Coal sales (millions of tonnes) 0.26 0.41 0.86 1.84

Average realized selling price (per tonne) (i) $ 34.40 $ 28.32 $ 39.93 $ 25.89

Standard thermal coal

Coal sales (millions of tonnes) 0.22 0.27 0.66 1.06

Average realized selling price (per tonne) (i) $ 23.49 $ 14.54 $ 25.21 $ 14.77

Total

Coal sales (millions of tonnes) 0.73 0.80 1.87 3.39

Average realized selling price (per tonne) (i) $ 35.77 $ 26.47 $ 37.03 $ 25.29

Raw coal production (millions of tonnes) 1.11 2.47 2.47 5.87

Cost of sales of product sold (per tonne) $ 20.99 $ 31.31 $ 25.08 $ 22.48

Direct cash costs of product sold (per tonne) (ii) $ 7.41 $ 10.98 $ 11.08 $ 9.10

Mine administration cash costs of product sold

(per tonne) (ii) $ 1.24 $ 2.98 $ 1.16 $ 2.00

Total cash costs of product sold (per tonne) (ii) $ 8.65 $ 13.96 $ 12.24 $ 11.10

Other Operational Data

Production waste material moved (millions of bank

cubic meters) 4.56 6.77 12.62 16.43

Strip ratio (bank cubic meters of waste material

per tonne of coal produced) 4.11 2.74 5.08 2.80

Lost time injury frequency rate (iii) 0.00 0.23 0.06 0.18

(i) Average realized selling price is presented before deduction of royalties.

(ii) A Non-International Financial Reporting Standards (“IFRS”) financial measure, which does not

have a standardized meaning according to IFRS. See “Non-IFRS Financial Measures” section.

Cash costs of product sold exclude idled mine asset cash costs.

(iii) Per 200,000 man hours and calculated based on a rolling 12 month average.

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Overview of Operational Data

The Company ended the third quarter of 2018 without a lost time injury. For the three months

ended September 30, 2018, the Company had a lost time injury frequency rate of nil per

200,000 man hours based on a rolling 12 month average as compared to 0.23 for the three

months ended September 30, 2017.

For the three months ended September 30, 2018

As a result of improved market conditions and prices for coal in China as well as a higher

portion of sales made through our Inner Mongolia subsidiary, the Company experienced

an increase in the average selling price of coal from $26.5 per tonne in the third quarter of

2017 to $35.8 per tonne in the third quarter of 2018. The improvement in the product mix

also contributed to the increase in the average price for the quarter. The product mix for the

third quarter of 2018 consisted of approximately 34% of premium semi-soft coking coal, 36%

of standard semi-soft coking coal/premium thermal coal and 30% of standard thermal coal

compared to approximately 15% of premium semi-soft coking coal, 51% of standard semi-

soft coking coal/premium thermal coal and 34% of standard thermal coal in the third quarter

of 2017.

The Company sold 0.7 million tonnes for the third quarter of 2018 as compared to 0.8 million

tonnes for the third quarter of 2017.

The Company’s production in the third quarter of 2018 was lower than the third quarter of

2017 as a result of management’s decision to pace production to meet expected sales as

well as a higher strip ratio achieved for the quarter, yielding 1.1 million tonnes for the third

quarter of 2018 as compared to 2.5 million tonnes for the third quarter of 2017.

The Company’s unit cost of sales of product sold decreased to $21.0 per tonne in the third

quarter of 2018 from $31.3 per tonne in the third quarter of 2017. The decrease was mainly

driven by the Company recognizing coal stockpile impairments of $7.9 million for the third

quarter of 2017 as compared to nil during this quarter.

For the nine months ended September 30, 2018

Due to the delays experienced in the custom clearance process at the Ceke border which the

Company has been experiencing since July 2017, the Company sold 1.9 million tonnes for the

first nine months of 2018 as compared to 3.4 million tonnes for the first nine months of 2017.

The average selling price increased from $25.3 per tonne for the first nine months of 2017

to $37.0 per tonne for the first nine months of 2018, which was mainly due to the improved

market conditions and prices for coal in China as well as a higher portion of sales made

through our Inner Mongolia subsidiary.

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The Company’s production in the first nine months of 2018 was lower than the first nine

months of 2017 as a result of management’s decision to pace production to meet expected

sales as well as a higher strip ratio achieved for the period, yielding 2.5 million tonnes for

the nine months of 2018 as compared to 5.9 million tonnes for the first nine months of 2017.

The Company’s unit cost of sales of product sold increased to $25.1 per tonne in the first

nine months of 2018 from $22.5 per tonne in the first nine months of 2017. The increase

was principally attributable to the diseconomies of scale driven by decreased sales volume.

Summary of Financial Results

Three months ended Nine months ended

September 30, September 30,

$ in thousands, except per share information 2018 2017 2018 2017

Revenue (i),(ii) $ 24,487 $ 19,356 $ 65,087 $ 79,275

Cost of sales (ii) (15,320) (25,049) (46,905) (76,193)

Gross profit/(loss) excluding idled mine asset costs 13,195 (2,094) 29,524 12,065

Gross profit/(loss) including idled mine asset costs 9,167 (5,693) 18,182 3,082

Other operating income/(expenses) (4,721) 3,477 (24,150) (3,776)

Administration expenses (2,724) (2,451) (8,957) (7,070)

Evaluation and exploration expenses (40) (48) (320) (221)

Profit/(loss) from operations 1,682 (4,715) (15,245) (7,985)

Finance costs (5,758) (5,674) (17,690) (16,708)

Finance income 106 142 472 21

Share of earnings of a joint venture 247 265 1,215 919

Income tax credit/(expense) (267) 238 (2,805) (2,521)

Net loss (3,990) (9,744) (34,053) (26,274)

Basic and diluted loss per share $ (0.01) $ (0.04) $ (0.12) $ (0.10)

(i) Revenue is presented after the deduction of royalties.

(ii) Revenue and cost of sales relate to the Company’s Ovoot Tolgoi Mine within the Coal Division

operating segment. Refer to note 3 of the condensed consolidated financial statements for further

analysis regarding the Company’s reportable operating segments.

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Overview of Financial Results

For the three months ended September 30, 2018

The Company recorded a $1.7 million profit from operations in the third quarter of 2018

compared to a $4.7 million loss from operations in the third quarter of 2017. The overall financial

results have improved when compared to the third quarter of 2017, which was principally

attributable to the improved coal prices in China and the Company recording an impairment of

coal stockpile inventories in the third quarter of 2017 (third quarter of 2018: nil; third quarter

of 2017: $7.9 million). The improved financial performance in the third quarter was partially

offset by the Company recognizing a provision for doubtful trade and other receivables during

the period (third quarter of 2018: $5.3 million; third quarter of 2017: reversal of provision of

$1.4 million).

The provision for certain long aged doubtful notes receivables and trade and other receivables

is recognized based on the expected credit loss model that the Company has been applying.

The Company will continue to explore different options to recover the balance of these doubtful

trade and notes receivables.

Revenue was $24.5 million in the third quarter of 2018 compared to $19.4 million in the third

quarter of 2017. The Company’s revenue is presented after deduction of royalties. Royalty

for the quarter was $1.8 million, compared to $1.3 million for the third quarter of 2017. The

increase was mainly due to increase in the average price for the coal exported to China

during the quarter.

Cost of sales was $15.3 million in the third quarter of 2018 compared to $25.0 million in the

third quarter of 2017. The decrease in cost of sales was mainly due to the Company recognizing

coal stockpile impairments of $7.9 million for the third quarter of 2017 as compared to nil

during the quarter. Cost of sales comprises operating expenses, share-based compensation

expense, equipment depreciation, depletion of mineral properties, coal stockpile inventory

impairments and idled mine asset costs. Operating expenses in cost of sales reflect the total

cash costs of product sold (a Non-IFRS financial measure, see section “Non-IFRS financial

measure” for further analysis) during the quarter.