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SouthGobi Resources announces second quarter 2017 financial and operating results

Production Results Financials

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August 14, 2017

SouthGobi Resources announces second quarter 2017 financial and

operating results

HONG KONG – SouthGobi Resources Ltd. (TSX: SGQ, HK: 1878) (the “Company” or

“SouthGobi”) today announces its financial and operating results for the three and six months

ended June 30, 2017. All figures are in U.S. dollars (“USD”) unless otherwise stated.

SIGNIFICANT EVENTS AND HIGHLIGHTS

The Company’s significant events and highlights for the three months ended June 30, 2017

and the subsequent period to August 14, 2017 are as follows:

• Operating Results – As a result of improved market conditions and prices for coal in

the People’s Republic of China (“China”), the Company’s operating results for the quarter

improved with an increase in the average selling price of coal as well as the volume of

coal sales, as compared to the second quarter of 2016. The Company sold 1.48 million

tonnes of coal product during the second quarter of 2017 as compared to 0.82 million

tonnes for the second quarter of 2016. The average realized selling price increased from

$13.65 per tonne for the second quarter of 2016 to $25.24 per tonne for the second

quarter of 2017, which was mainly a result of improved market conditions as well as an

improved product mix.

• Financial Results – The Company recorded a gross profit of $7.3 million during the

quarter compared to a gross loss of $12.7 million in the second quarter of 2016. The

Company recorded a $0.9 million profit from operations during the second quarter of

2017, as compared to a $13.8 million loss from operations in the second quarter of

2016. Revenue was $34.7 million in the second quarter of 2017 as compared to $10.4

million in the second quarter of 2016. The operations during the second quarter of 2017

improved over the comparative 2016 quarter given the improved market conditions in

China.

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• China Investment Corporation (“CIC”) Convertible Debenture (“CIC Convertible

Debenture”) – On June 12, 2017, the Company executed a deferral agreement (the

“June 2017 Deferral Agreement”) with CIC in relation to a revised repayment schedule

on the $22.3 million of cash interest and associated costs originally due on May 19,

2017 (the “May 2017 Interest Payable”). The key repayment terms of the June 2017

Deferral Agreement are: (i) the Company is required to repay on average $2.2 million

of the cash interest and associated costs monthly during the period from May 2017 to

October 2017; and (ii) the Company is required to repay $9.7 million of cash interest

and associated costs on November 19, 2017. The Company will pay a deferral fee at a

rate of 6.4% per annum in consideration of the deferral.

• Settlement of Lawsuit Notice from a Former Fuel Supplier – On January 20, 2017,

SouthGobi Sands LLC (“SGS”), a subsidiary of the Company, received a notice from the

Khan-Uul District Civil Court of First Instance in Mongolia (the “DC Court”) in relation to

a claim for damages from Magnai Trade LLC (“MTLLC”), a former fuel supplier of SGS,

in the aggregate amount of MNT 22.2 billion (approximately $8.9 million) representing

outstanding fuel supply payments and related penalties and interest costs. On January

25, 2017, the DC Court dismissed the litigation and the matter was referred to arbitration.

The Company signed a settlement agreement with MTLLC on February 10, 2017, pursuant

to which SGS would pay MTLLC $8.0 million in equal monthly installments from March

2017 to June 2017 in full satisfaction of the debt outstanding. The terms of the settlement

agreement was subsequently acknowledged by the arbitrator in the arbitration award.

On June 30, 2017, the Company signed a triparty settlement agreement (the “Triparty

Settlement Agreement”) with MTLLC and ICIC LLC (“ICIC”) (an independent fuel supplier

of the Company), pursuant to which: (i) MTLLC transferred to ICIC its rights to receive

payment from the Company for the outstanding balance of approximately $6.3 million

owing under the settlement agreement (the “Outstanding Amount”) and its right to enforce

the arbitration award against the Company; and (ii) the Company and ICIC agreed to

a revised payment schedule for repayment of the Outstanding Amount. Pursuant to

the Triparty Settlement Agreement, the Company shall pay interest on the Outstanding

Amount which shall accrue at a monthly rate of 1.8% and will be settled on a monthly

basis. The Company is required to repay on average $1.3 million monthly during the

period from July 2017 to November 2017.

To date, the Company has made all payments due under the Triparty Settlement

Agreement.

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• Settlement of Trade Receivable – During the year ended December 31, 2016, the

Company entered into a settlement agreement with one of its major customers (the

“Customer”) pursuant to which 200 residential units and 40 parking spaces (collectively,

the “240 Units”) located in Ulaanbaatar, Mongolia, were transferred to the Company as

partial consideration for settling outstanding trade receivables in the amount of $12.0

million owing by the Customer to the Company, with the balance of the receivable,

totaling $7.5 million, payable in cash by the Customer to the Company. As of the date

of this announcement, the entirety of the $7.5 million balance has been repaid by, and

collected from, the Customer.

• Changes in Directors

Mr. Yingbin Ian He: Mr. He was appointed as an independent non-executive director

on May 16, 2017.

Mr. Wen Yao: Mr. Yao was appointed as a non-executive director on May 18, 2017.

Mr. Aminbuhe: Mr. Aminbuhe was appointed as Chairman of the Board immediately

following the Company’s Annual General Meeting (the “AGM”) held on June 30, 2017.

Mr. Ningqiao Li: Mr. Li did not stand for the re-election at the AGM and ceased to be

an executive director and the Executive Chairman of the Board on June 30, 2017.

Mr. Joseph Belan: Mr. Belan did not stand for the re-election at the AGM and ceased

to be an independent non-executive director on June 30, 2017.

Mr. Huiyi Wang: Mr. Wang resigned as a non-executive director on July 24, 2017.

• Strategic Advisory Board – In light of the reconstitution of the Board and appointment of

new directors, the Company’s Strategic Advisory Board was dissolved on June 30, 2017.

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• Going Concern – As at the date hereof, the Company has initiated a plan to change

the existing product mix to higher value and higher margin outputs by washing certain

grades of coal commencing in the second half of 2017 in order to produce more premium

semi-soft coking coal and to initiate more processing of the lower grades of coal in order

to reduce the ash content and improve the selling price and margins on its thermal coal

product. The Company has also completed a new mine plan, which incorporates the

coal washing and processing systems and contemplates significantly higher volumes of

production in order to complement the Company’s new product mix and sales volume

targets. Such plans will involve the need for a significant level of stripping activities over

the next two years and require certain capital expenditures to achieve the designed

production outputs. Such expenditures will require the Company to seek additional

financing in the form of finance leases, debt or equity. The Company has entered into

an agreement for a finance lease on the new wash plant facility but will need financing

to complete the thermal coal processing facilities.

There is no guarantee that the Company will be able to successfully secure additional

sources of financing. This could result in adjustments to the amounts and classifications

of assets and liabilities in the Company’s condensed consolidated financial statements

and such adjustments could be material. Unless the Company acquires additional sources

of financing and/or funding in the short term, the ability of the Company to continue as a

going concern is threatened. If the Company is unable to continue as a going concern,

it may be forced to seek relief under applicable bankruptcy and insolvency legislation.

See section “Liquidity and Capital Resources” for details. As at August 14, 2017, the

Company had $2.5 million of cash.

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OVERVIEW OF OPERATIONAL DATA AND FINANCIAL RESULTS

Summary of Operational Data

Three months ended

June 30,

Six months ended

June 30,

2017 2016 2017 2016

Sales Volumes, Prices and Costs

Premium semi-soft coking coal

Coal sales (millions of tonnes) 0.18 – 0.37 0.06

Average realized selling price

(per tonne) (i) $ 45.67 $ – $ 45.64 $ 21.38

Standard semi-soft coking coal

Coal sales (millions of tonnes) 0.79 0.52 1.43 1.10

Average realized selling price

(per tonne) (i) $ 26.69 $ 16.27 $ 25.20 $ 17.40

Thermal coal

Coal sales (millions of tonnes) 0.51 0.30 0.79 0.54

Average realized selling price

(per tonne) (i) $ 15.79 $ 9.17 $ 14.85 $ 9.18

Total

Coal sales (millions of tonnes) 1.48 0.82 2.59 1.70

Average realized selling price

(per tonne) (i) $ 25.24 $ 13.65 $ 24.93 $ 14.92

Raw coal production (millions of tonnes) 1.89 0.67 3.40 1.04

Cost of sales of product sold (per tonne) $ 18.50 $ 28.01 $ 19.75 $ 24.71

Direct cash costs of product sold

(per tonne) (ii) $ 7.84 $ 12.47 $ 8.52 $ 10.17

Mine administration cash costs of

product sold (per tonne) (ii) $ 2.22 $ 2.32 $ 1.70 $ 1.76

Total cash costs of product sold

(per tonne) (ii) $ 10.06 $ 14.79 $ 10.22 $ 11.93

Other Operational Data

Production waste material moved

(millions of bank cubic meters) 6.36 1.82 9.66 2.54

Strip ratio (bank cubic meters of waste

material per tonne of coal produced) 3.37 2.71 2.84 2.43

Lost time injury frequency rate (iii) 0.04 0.00 0.03 0.00

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(i) Average realized selling price is presented before deduction of royalties and selling fees.

(ii) A Non-International Financial Reporting Standards (“IFRS”) financial measure, which does not

have a standardized meaning according to IFRS. See “Non-IFRS Financial Measures” section.

Cash costs of product sold exclude idled mine asset cash costs.

(iii) Per 200,000 man hours and calculated based on a rolling 12 month average.

Overview of Operational Data

For the second quarter of 2017, the Company had a lost time injury frequency rate of 0.04

per 200,000 man hours based on a rolling 12 month average.

For the three months ended June 30, 2017

As a result of improved market conditions and prices for coal in China, the Company’s

operational results for the quarter improved with an increase in the average selling price of

coal as well as the volume of coal sales, as compared to the second quarter of 2016.

The Company sold 1.48 million tonnes of coal product during the second quarter of 2017 as

compared to 0.82 million tonnes for the second quarter of 2016. The average realized selling

price increased from $13.65 per tonne for the second quarter of 2016 to $25.24 per tonne

for the second quarter of 2017, which was mainly a result of improved market conditions as

well as improved product mix. The product mix for the second quarter of 2017 consisted of

approximately 12% of premium semi-soft coking coal, 53% of standard semi-soft coking coal

and 35% of thermal coal compared to approximately 63% of standard semi-soft coking coal

and 37% of thermal coal for the second quarter of 2016.

The Company also improved the pacing of production to meet demand, such that production

was 1.89 million tonnes for the second quarter of 2017 as compared to 0.67 million tonnes

for the second quarter of 2016.

The Company’s unit cost of sales of product sold decreased to $18.50 per tonne in the

second quarter of 2017 from $28.01 per tonne in the second quarter of 2016. The decrease

was mainly driven by economies of scale resulted from the increased productions and sales.

For the six months ended June 30, 2017

Given the improved market conditions and prices for coal in China, the Company experienced

an increase in the tonnage of coal product sold from 1.70 million tonnes during the first six

months of 2016 to 2.59 million tonnes for the first six months of 2017. The average selling

price also increased from $14.92 per tonne for the first six months of 2016 to $24.93 per tonne

for the first six months of 2017, which was mainly a result of improved market conditions as

well as improved product mix.

The production in the first six months of 2017 was higher than the first six months of 2016

as a result of pacing production with the current and expected demand.

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The Company’s unit cost of sales of product sold decreased to $19.75 per tonne in the first

six months of 2017 from $24.71 per tonne in the first six months of 2016. The decrease was

mainly driven by economies of scale resulted from the increased productions and sales.

Summary of Financial Results

Three months ended

June 30,

Six months ended

June 30,$ in thousands, except per share

information 2017 2016 2017 2016

Revenue (i),(ii) $ 34,665 $ 10,361 $ 59,919 $ 23,088

Cost of sales (ii) (27,385) (23,105) (51,144) (42,185)

Gross profit/(loss) excluding idled mine

asset costs 9,445 (9,926) 14,159 (10,975)

Gross profit/(loss) including idled mine

asset costs 7,280 (12,744) 8,775 (19,097)

Other operating income/(expenses) (4,045) 812 (7,253) (899)

Administration expenses (2,234) (1,826) (4,619) (3,468)

Evaluation and exploration expenses (144) (52) (173) (99)

Profit/(loss) from operations 857 (13,810) (3,270) (23,563)

Finance costs (5,494) (5,377) (11,169) (10,845)

Finance income 50 324 14 296

Share of earnings of a joint venture 388 256 654 339

Income tax expense (2,714) (23) (2,759) (258)

Net loss (6,913) (18,630) (16,530) (34,031)

Basic and diluted loss per share $ (0.03) $ (0.07) $ (0.06) $ (0.13)

(i) Revenue is presented after the deduction of royalties and selling fees.

(ii) Revenue and cost of sales relate to the Company’s Ovoot Tolgoi Mine within the Coal Division

operating segment. Refer to note 3 of the condensed consolidated financial statements for further

analysis regarding the Company’s reportable operating segments.

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Overview of Financial Results

For the three months ended June 30, 2017

The Company recorded a gross profit of $7.3 million during the quarter compared to a gross

loss of $12.7 million in the second quarter of 2016. The Company recorded a $0.9 million

profit from operations during the quarter compared to a $13.8 million loss from operations in

the second quarter of 2016. The operations for the three months ended June 30, 2017 were

positively impacted by improved market conditions resulting in higher sales volumes and a

better sales mix of the Company’s products as well as the improved coal prices in China.

The Company earned revenue of $34.7 million in the second quarter of 2017 compared to

$10.4 million in the second quarter of 2016.

The Company’s revenue is presented after deduction of royalties and selling fees. The

Company’s effective royalty rate for the second quarter of 2017, based on the Company’s

average realized selling price of $25.24 per tonne, was 5.5% or $1.38 per tonne compared

to 6.9% or $0.95 per tonne based on the average realized selling price of $13.65 per tonne

in the second quarter of 2016.

Royalty regime in Mongolia

The royalty regime in Mongolia is evolving and has been subject to change since 2012.

On February 1, 2016, the Government of Mongolia issued a resolution in connection with the

royalty regime. From February 1, 2016 onwards, royalties are to be calculated based on the

actual contract price in which transportation cost to the Mongolia border should have been

included. If such transportation cost was not included in the contract, the relevant transportation

costs, custom documentation fees, insurance and loading costs should be estimated for the

calculation of royalties. In the event that the calculated sales price as described above differs

from the contract sales price of other entities in Mongolia (same quality of coal and same

border crossing) by more than 10%, the calculated sales price will be deemed to be “non-

market” under Mongolian tax law and the royalty will then be calculated based on a reference

price as determined by the Government of Mongolia.

Cost of sales was $27.4 million in the second quarter of 2017 compared to $23.1 million in

the second quarter of 2016, the increase was mainly due to the higher sales volume. Cost

of sales comprises operating expenses, share-based compensation expense, equipment

depreciation, depletion of mineral properties, coal stockpile inventory impairments and idled

mine asset costs. Operating expenses in cost of sales reflect the total cash costs of product

sold (a non-IFRS financial measure, see section “Non-IFRS Financial Measures” for further

analysis) during the period.