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SouthGobi Resources announces first quarter 2018 financial and operating results

Production Results Financials

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RESOURCES May 14, 2018

SouthGobi Resources announces first quarter 2018 financial and

operating results

HONG KONG – SouthGobi Resources Ltd. (TSX: SGQ, HK: 1878) (the “Company” or

“SouthGobi”) today announces its financial and operating results for the three months ended

March 31, 2018. All figures are in U.S. dollars (“USD”) unless otherwise stated.

SIGNIFICANT EVENTS AND HIGHLIGHTS

The Company’s significant events and highlights for the three months ended March 31, 2018

and the subsequent period to May 14, 2018 are as follows:

• Operating Results – As a result of improved market conditions and prices for coal

in China as well as a higher portion of sales were made through our Inner Mongolia

subsidiary, the Company experienced an increase in the average selling price of coal

from $24.52 per tonne in the first quarter of 2017 to $43.02 per tonne in the first quarter

of 2018. However, the volume of coal sales has decreased from 1.11 million tonnes in

the first quarter of 2017 to 0.56 million tonnes in the first quarter of 2018 as a result of

the delay in the customs clearance process at the Ceke border which the Company has

been experiencing since July 2017.

• Financial Results – The Company recorded a gross profit of $6.7 million in the first

quarter of 2018 compared to $1.5 million in the first quarter of 2017 while $2.9 million

profit from operations was recorded in the first quarter of 2018 compared to a $4.1 million

loss from operations in the first quarter of 2017. As a result of improved market conditions

and prices for coal in China, the overall financial results improved when compared to

the first quarter of 2017, which was principally attributable to the higher average selling

price achieved during the quarter.

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• China Investment Corporation (“CIC”) convertible debenture (“CIC Convertible

Debenture”) – Pursuant to the terms of the deferral agreement dated June 12, 2017

(the “June 2017 Deferral Agreement”) with CIC in relation to a revised payment schedule

on the $22.3 million of cash interest and associated costs originally due under the

CIC Convertible Debenture on May 19, 2017 (the “May 2017 Interest Payable”), the

Company was required to pay $9.7 million of cash interest and associated costs to CIC

on November 19, 2017 (the “June 2017 Deferral Agreement Payment”). In addition,

pursuant to the terms of the CIC Convertible Debenture, the Company was required to pay

$8.1 million of anniversary cash interest to CIC on November 19, 2017 (the “November

Interest Payment” and together with the June 2017 Deferral Agreement Payment, the

“November 19 th Payments”). Pursuant to the CIC Convertible Debenture, the Company

was also obliged to issue $4.0 million worth of PIK interest shares (the “November 2017

PIK Interest”) to CIC on November 19, 2017.

As of the date of this press release, the Company: (i) has neither paid the November

19th Payments nor issued the November 2017 PIK Interest shares to CIC within the cure

period provided for under the CIC Convertible Debenture; and (ii) has not agreed upon

a repayment plan for such amounts with CIC. Consequently, the Company is in default

under the CIC Convertible Debenture and the June 2017 Deferral Agreement. In addition,

pursuant to the terms of the CIC Convertible Debenture, the Company is required to

pay $7.9 million of cash interest to CIC on May 19, 2018 (the “May 2018 Payment”). As

of the date of this press release, the Company expects that it will be unable to pay the

May 2018 Payment to CIC on the due date. Pursuant to the terms of the CIC Convertible

Debenture and the June 2017 Deferral Agreement, CIC may, at its discretion, provide

notice to the Company and declare all principal, interest and other amounts owing under

the CIC Convertible Debenture and the June 2017 Deferral Agreement immediately due

and payable, and take steps to enforce payment thereof, which would have a material

adverse effect on the business and operations of the Company and may negatively affect

the price and volatility of the Common Shares and any investment in such shares could

suffer a significant decline or total loss in value. As of the date of this press release,

the Company has received no indication from CIC of any intention to deliver a notice

of default under the CIC Convertible Debenture and the June 2017 Deferral Agreement

or to accelerate the amounts outstanding under the CIC Convertible Debenture and the

June 2017 Deferral Agreement.

The Company is in discussion with CIC for a deferral of the November 19 th Payments,

the November 2017 PIK Interest and the May 2018 Payment; however, there can be no

assurance that a favorable outcome will be reached.

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As a consequence of the Company not entering into a deferral agreement with CIC as

at March 31, 2018, International Accounting Standard (“IAS”) 1 requires the Company

to classify the entire balance of the CIC Convertible Debenture as a current liability as

at March 31, 2018, notwithstanding the fact that CIC has not indicated any intention to

deliver notice of default or accelerate the maturity of the CIC Convertible Debenture.

The Company anticipates that both the debt host and the fair value of the embedded

derivative will be classified as a non-current liability upon the execution of a deferral

agreement, unless a future event of default occurs under the terms of the CIC Convertible

Debenture.

• Notice of Arbitration – On January 10, 2018, the Company received a confidential partial

award (final except as to costs) (the “Arbitration Award”) with respect to an arbitration

proceeding in Hong Kong related to a dispute concerning a coal supply agreement

between SouthGobi Sands LLC (“SGS”), a subsidiary of the Company, and First Concept

Industrial Group Limited (“First Concept”).

Pursuant to the Arbitration Award, SGS has been ordered to repay the sum of $11.5

million (which SGS had received as a prepayment for the purchase of coal) to First

Concept, together with accrued interest at a simple interest rate of 6% per annum from

the date which the prepayment was made until the date of the Arbitration Award, and

then at a simple interest rate of 8% per annum until full payment. The Arbitration Award

is final, except as to costs which have been reserved for a future award. As at March 31,

2018, the Company recorded a provision of $14.1 million for the commercial arbitration.

On March 23, 2018, SGS received a notice from First Concept demanding payment of

the full amount of the Arbitration Award, together with the accrued interest thereon, by

no later than March 30, 2018, otherwise First Concept intends to commence enforcement

proceedings against SGS in respect of the Arbitration Award. On May 10, 2018, SGS

received a notice from First Concept advising that First Concept has obtained a court

order dated April 27, 2018 from the High Court of Hong Kong granting leave to First

Concept to enforce the Arbitration Award against SGS in Hong Kong. The Company

is consulting with its independent litigation counsel regarding this matter. However, as

SGS does not have any material assets, properties or place of business in Hong Kong,

the Company is of the view that this court order will have little or no immediate impact

on its ongoing operations.

The Company is currently considering and reviewing its options with respect to the

Arbitration Award, including exploring ways to work together with First Concept on

payment arrangements that are practical to and are in best interests of both parties;

however, there can be no assurance that a favorable outcome will be reached.

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In the event that First Concept applies to enforce the Arbitration Award against SGS

through judicial measures in courts of Mongolia or any other jurisdiction in which SGS

has assets or properties, the Company intends to take appropriate steps to respond to

such enforcement proceedings in the best interests of the Company through independent

litigation counsel which has been retained by the Company for this purpose.

• Termination of Enforcement Procedures relating to Tax Verdict – Following the

termination of enforcement procedures in relation to the previously disclosed judgment

of the Mongolian Second Criminal Court rendered against SGS (the “Tax Verdict”) in

January 2018, the dispute giving rise to the Tax Verdict has been fully resolved. The

Company will continue to work closely with the Mongolian authorities to ensure compliance

with all applicable Mongolian rules and regulations.

• Changes in Directors

Mr. Zhiwei Chen: Mr. Chen was appointed as a non-executive director on April 13, 2018.

Mr. Xiaoxiao Li: Mr. Li was appointed as a non-executive director on April 13, 2018.

• Going Concern – In the fourth quarter of 2016, the Company initiated a plan to change

the existing product mix to higher value and higher margin outputs by commencing the

washing of certain grades of coal in order to produce more premium semi-soft coking

coal upon the successful commissioning of the coal washing facility under construction

at the mine and to initiate more processing of the lower grades of coal in order to reduce

the ash content and improve the selling price and margins on its thermal coal product.

The construction of the wash plant was substantially completed in 2017, however, the

commencement of washing has been delayed to the second quarter of 2018. The current

mine plan incorporates the coal washing and processing systems and contemplates

significantly higher volumes of production in order to complement the Company’s new

product mix and sales volume targets. Such plans will require a significant level of

stripping activities over the next two years and certain capital expenditures to achieve the

designed production outputs. Such expenditures and other working capital requirements

will require the Company to seek additional financing in the form of finance leases, debt

or equity.

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There is no guarantee that the Company will be able to successfully execute the measures

mentioned above and secure other sources of financing. If it fails to do so, or is unable

to secure additional capital or otherwise restructure or refinance its business in order to

address its cash requirements through March 31, 2019, then the Company is unlikely

to have sufficient capital resources or cash flows from mining operations in order to

satisfy its current ongoing obligations and future contractual commitments. This could

result in adjustments to the amounts and classifications of assets and liabilities in the

Company’s condensed consolidated interim financial statements and such adjustments

could be material.

Unless the Company acquires additional sources of financing and/or funding in the

short term, the ability of the Company to continue as a going concern is threatened. If

the Company is unable to continue as a going concern, it may be forced to seek relief

under applicable bankruptcy and insolvency legislation. See section “Liquidity and Capital

Resources” of this press release for details. As at May 14, 2018, the Company had $2.1

million of cash.

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OVERVIEW OF OPERATIONAL DATA AND FINANCIAL RESULTS

Summary of Operational Data

Three months ended

March 31,

2018 2017

Sales Volumes, Prices and Costs

Premium semi-soft coking coal

Coal sales (millions of tonnes) 0.03 0.19

Average realized selling price (per tonne) (i) $ 67.94 $ 45.61

Standard semi-soft coking coal/premium thermal coal

Coal sales (millions of tonnes) 0.41 0.64

Average realized selling price (per tonne) (i) $ 46.34 $ 23.36

Standard thermal coal

Coal sales (millions of tonnes) 0.12 0.28

Average realized selling price (per tonne) (i) $ 25.40 $ 13.17

Total

Coal sales (millions of tonnes) 0.56 1.11

Average realized selling price (per tonne) (i) $ 43.02 $ 24.52

Raw coal production (millions of tonnes) 0.38 1.51

Cost of sales of product sold (per tonne) $ 29.48 $ 21.40

Direct cash costs of product sold (per tonne) (ii) $ 16.86 $ 9.42

Mine administration cash costs of product sold (per tonne) (ii) $ 1.23 $ 1.01

Total cash costs of product sold (per tonne) (ii) $ 18.09 $ 10.43

Other Operational Data

Production waste material moved

(millions of bank cubic meters) 2.88 3.30

Strip ratio (bank cubic meters of waste material per tonne

of coal produced) 7.55 2.18

Lost time injury frequency rate (iii) 0.13 0.11

(i) Average realized selling price is presented before deduction of royalties.

(ii) A Non-International Financial Reporting Standards (“IFRS”) financial measure, which does not

have a standardized meaning according to IFRS. See “Non-IFRS Financial Measures” section.

Cash costs of product sold exclude idled mine asset cash costs.

(iii) Per 200,000 man hours and calculated based on a rolling 12 month average.

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Overview of Operational Data

As at March 31, 2018, the Company had a lost time injury frequency rate of 0.13 per 200,000

man hours based on a rolling 12 month average.

As a result of improved market conditions and prices for coal in China as well as a higher

portion of sales were made through our Inner Mongolia subsidiary, the average realized selling

price increased from $24.52 per tonne in the first quarter of 2017 to $43.02 per tonne in the

first quarter of 2018. The product mix for the first quarter of 2018 consisted of approximately

6% of premium semi-soft coking coal, 72% of standard semi-soft coking coal/premium thermal

coal and 22% of standard thermal coal compared to approximately 17% of premium semi-

soft coking coal, 58% of standard semi-soft coking coal/premium thermal coal and 25% of

standard thermal coal in the first quarter of 2017.

The Company sold 0.56 million tonnes for the first quarter of 2018 as compared to 1.11 million

tonnes for the first quarter of 2017, as a result of the delay in the customs clearance process

at the Ceke border which the Company has been experiencing since July 2017.

The Company’s production in the first quarter of 2018 was lower than the first quarter of 2017

as a result of pacing the production to meet the expected sales, yielding 0.38 million tonnes

for the first quarter of 2018 as compared to 1.51 million tonnes for the first quarter of 2017.

The Company’s unit cost of sales of product sold increased to $29.48 per tonne in the first

quarter of 2018 from $21.40 per tonne in the first quarter of 2017. The increase was mainly

driven by decreased sales and the related diseconomies of scale.

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Summary of Financial Results

Three months ended

March 31,

$ in thousands, except per share information 2018 2017

Revenue (i),(ii) $ 23,223 $ 25,254

Cost of sales (ii) (16,507) (23,759)

Gross profit excluding idled mine asset costs 10,250 4,714

Gross profit including idled mine asset costs 6,716 1,495

Other operating expenses (1,338) (3,208)

Administration expenses (2,377) (2,385)

Evaluation and exploration expenses (124) (29)

Profit/(loss) from operations 2,877 (4,127)

Finance costs (6,006) (5,715)

Finance income 258 4

Share of earnings of a joint venture 340 266

Income tax expense (929) (45)

Net loss (3,460) (9,617)

Basic and diluted loss per share $ (0.01) $ (0.04)

(i) Revenue is presented after the deduction of royalties.

(ii) Revenue and cost of sales relate to the Company’s Ovoot Tolgoi Mine within the Coal Division

operating segment. Refer to note 3 of the condensed consolidated financial statements for further

analysis regarding the Company’s reportable operating segments.

Overview of Financial Results

The Company recorded a $2.9 million profit from operations in the first quarter of 2018

compared to a $4.1 million loss from operations in the first quarter of 2017. As a result of

improved market conditions and prices for coal in China, the overall financial results improved

when compared to the first quarter of 2017, which were principally attributable to higher

average selling price achieved during the quarter.

Revenue was $23.2 million in the first quarter of 2018 compared to $25.3 million in the

first quarter of 2017. The Company’s revenue is presented after deduction of royalties. The

Company’s effective royalty rate for the first quarter of 2018, based on the Company’s average

realized selling price of $43.02 per tonne, was 5.0% or $2.13 per tonne compared to 5.9%

or $1.44 per tonne based on the average realized selling price of $24.52 per tonne in the

first quarter of 2017.