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Southgobi Announces Third Quarter 2024 Unaudited Financial and Operating Results

Production Results Financials

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R ESOURCE S

November 14, 2024

SOUTHGOBI ANNOUNCES THIRD QUARTER 2024

UNAUDITED FINANCIAL AND OPERATING RESULTS

HONG KONG – SouthGobi Resources Ltd. ( Hong Kong Stock Exchange ( “HKEX”): 1878, TSX

Venture Exchange ( “TSX-V”): SGQ ) (the “Company ” or “SouthGobi ”) today announces its financial

and operating results for the three and nine months ended September 30, 2024. All figures are in

U.S. dollars ( “USD”) unless otherwise stated.

SIGNIFICANT EVENTS AND HIGHLIGHTS

The Company ’s significant events and highlights for the three months ended September 30, 2024

and the subsequent period to November 14, 2024 are as follows:

• Operating Results – The Company has been increasing the scale of its mining operations

since 2023, as well as implementing various coal processing methods, including screening,

wet washing and dry coal processing, which have resulted in improved coal quality and

enhanced production volume and growth of coal export volume into China during the quarter.

In response to the market demand for different coal products, the Company focused on

expanding the categories of coal products in its portfolio, including mixed coal, wet washed

coal and dry processed coal. In addition, the Company has experienced success with

processing its inventory of F-grade coal products through cost-effective screening procedures.

As a result of the improvement in the quality of the processed F-grade coal, the Company

was able to meet the import coal quality standards established by Chinese authorities and has

been exporting this product to China for sale since the first quarter of 2024, further enhancing

the Company ’s coal export volume.

The Company recorded sales volume of 2.1 million tonnes for the third quarter of 2024

compared to 1.2 million tonnes for the third quarter of 2023, while the Company recorded an

average realised selling price of $67.8 per tonne for the third quarter of 2024 compared to

$85.6 per tonne for the third quarter of 2023. The decrease in the average realised selling

price was mainly due to changes in the Company ’s product mix and decreased pricing for

processed coal.

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• Build-Operate-Transfer Agreement – On July 15, 2024, the Company ’s wholly-owned

Mongolian subsidiary, Southgobi Sands LLC ( “SGS”), entered into a Build-Operate-Transfer

agreement (the “BOT Agreement ”) with Tangshan Shenzhou Manufacturing Group Co.,

Ltd ( “Tangshan ”), pursuant to which Tangshan will be responsible for the construction,

operation, and quality management of a new dry coal separation system, including key

machinery (collectively, the “Dry Coal Separation System ”) at the Company ’s Ovoot Tolgoi

Mine in Mongolia, which will be a stand-alone plant separate from the Company ’s existing

dry processing plant. Tangshan will also be responsible for the construction of all related

facilities for the Dry Coal Separation System. Under the BOT Agreement, SGS has the right

to supervise and manage the overall work of coal quality assurance and operation, including,

but not limited to, the supervision and management of operational safety, production planning,

and operations management.

The total consideration payable by the Company over the term of the BOT Agreement is

approximately $10.9 million, together with certain additional processing volume-based fees.

Subject to the terms as set out therein, the BOT Agreement is effective from July 15, 2024

until October 1, 2029.

• Financial Results – The Company recorded a $27.7 million profit from operations for the

third quarter of 2024 compared to $46.3 million profit from operations for the third quarter of

2023. The decrease was mainly due to changes in the Company ’s product mix and decreased

pricing for processed coal.

• Additional Tax and Tax Penalty Imposed by the Mongolian Tax Authority ( “MTA”) – On

July 18, 2023, SGS received an official notice (the “Notice”) issued by the MTA stating that

the MTA had completed a periodic tax audit (the “Audit”) on the financial information of SGS

for the tax assessment years between 2017 and 2020, including transfer pricing, royalty, air-

pollution fee and unpaid tax payables. As a result of the Audit, the MTA notified SGS that it is

imposing a tax penalty against SGS in the amount of approximately $75.0 million. The penalty

mainly relates to the different view on the interpretation of tax law between the Company and

the MTA. Under Mongolian law, the Company had a period of 30 days from the date of receipt

of the Notice to file an appeal in relation to the Audit. Subsequently the Company engaged an

independent tax consultant in Mongolia to provide tax advice and support to the Company and

filed an appeal letter in relation to the Audit with the MTA in accordance with Mongolian laws

on August 17, 2023.

On February 8, 2024, SGS received notice from the Tax Dispute Resolution Council ( “TDRC”)

which stated that, after the TDRC ’s review, the TDRC issued a decision in relation to SGS ’

appeal of the Audit, and ordered that the audit assessments set forth in the Notice of July 18,

2023 be sent back to the MTA for review and re-assessment.

On February 22, 2024, SGS received another notice from the MTA stating that the MTA

anticipated commencing the re-assessment process on or about March 7, 2024 and the

duration of such process will be approximately 45 working days.

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On May 15, 2024, SGS received a notice (the “Revised Notice ”) from the MTA regarding

the re-assessment result on the Audit. The re-assessed amount of the tax penalty is

approximately $80.0 million (the “Re-assessment Result ”). In accordance with applicable

Mongolian laws, SGS is entitled to file an appeal to the TDRC regarding the Re-assessment

Result within a 30-day period from the date of receiving the Revised Notice.

On June 12, 2024, following consultation with its independent tax consultant in Mongolia, SGS

submitted an appeal letter to the TDRC regarding the Re-assessment Result on the Audit, in

accordance with applicable Mongolian laws.

As at September 30, 2024, the Company recorded an additional tax and tax penalty in the

amount of $85.1 million, which consists of a tax penalty payable of $75.0 million and a

provision of additional late tax penalty of $10.1 million. To date, the Company has paid the

MTA an aggregate of $1.7 million in relation to the aforementioned tax penalty. According to

Mongolian tax law, the MTA has the legal authority to demand payment from the Company

irrespective of any potential appeal process that may change the aforesaid tax penalty. Based

on the advice from tax professionals and the best estimate of Company management, in

the event that the Company ’s appeal is successful in future, it is probable that the Company

may recover approximately $46.0 million which represents a portion of the tax penalty

payable to the MTA. However, there are inherent uncertainties surrounding the development

and outcome of the appeal. The Company cannot determine with any virtual certainty the

recoverability or exact recoverable amount of the tax penalty paid in future. If any subsequent

event occurs that may impact the amount of the additional tax and tax penalty, an adjustment

would be recognised in profit or loss and the carrying amount of the tax liabilities shall be

adjusted.

• Going Concern – Several adverse conditions and material uncertainties relating to the

Company cast significant doubt upon the going concern assumption which includes the

deficiencies in assets and working capital.

See section “Liquidity and Capital Resources ” of this press release for details.

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OVERVIEW OF OPERATIONAL DATA AND FINANCIAL RESULTS

Summary of Operational Data

Three months ended

September 30,

Nine months ended

September 30,

2024 2023 2024 2023

Sales Volumes, Prices and Costs

Premium semi-soft coking coal

Coal sales (millions of tonnes) 0.10 0.64 0.75 1.54

Average realised selling price (per tonne) $ 116.48 $ 100.33 $ 108.49 $ 106.67

Standard semi-soft coking coal/premium

thermal coal

Coal sales (millions of tonnes) 1.09 0.18 1.65 0.24

Average realised selling price (per tonne) $ 72.54 $ 68.43 $ 73.89 $ 68.28

Standard thermal coal

Coal sales (millions of tonnes) 0.24 – 0.48 –

Average realised selling price (per tonne) $ 37.20 $ – $ 39.52 $ –

Processed coal

Coal sales (millions of tonnes) 0.68 0.33 1.48 0.85

Average realised selling price (per tonne) $ 63.65 $ 66.03 $ 65.50 $ 74.94

Total

Coal sales (millions of tonnes) 2.11 1.15 4.36 2.63

Average realised selling price (per tonne) $ 67.77 $ 85.57 $ 73.25 $ 93.05

Raw coal production (millions of tonnes) 2.75 1.18 6.01 2.71

Cost of sales of product sold (per tonne) $ 52.77 $ 42.23 $ 52.86 $ 46.22

Direct cash costs of product sold (per tonne) (i) $ 41.74 $ 32.26 $ 40.57 $ 32.02

Mine administration cash costs of product sold

(per tonne) (i) $ 0.94 $ 0.82 $ 1.38 $ 1.23

Total cash costs of product sold (per tonne) (i) $ 42.68 $ 33.08 $ 41.95 $ 33.25

Other Operational Data

Production waste material moved

(millions of bank cubic meters) 15.04 7.34 41.99 17.90

Strip ratio (bank cubic meters of waste

material per tonne of coal produced) 5.48 6.24 6.99 6.61

Lost time injury frequency rate (ii) 0.00 0.21 0.07 0.15

(i) A Non-International Financial Reporting Standards ( “non-IFRS ”) financial measure. Refer to “Non-IFRS

Financial Measures ” section. Cash costs of product sold exclude idled mine asset cash costs.

(ii) Per 200,000 man hours and calculated based on a rolling 12 month average.

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Overview of Operational Data

For the three months ended September 30, 2024

The Company recorded an average realised selling price of $67.8 per tonne in the third quarter of

2024 compared to $85.6 per tonne in the third quarter of 2023, the decrease was mainly due to

changes in the Company ’s product mix and decreased pricing for processed coal. The product mix

for the third quarter of 2024 consisted of approximately 5% of premium semi-soft coking coal, 51%

of standard semi-soft coking coal/premium thermal coal, 12% of standard thermal coal and 32% of

processed coal compared to approximately 56% of premium semi-soft coking coal, 15% of standard

semi-soft coking coal/premium thermal coal and 29% of processed coal in the third quarter of 2023.

The Company ’s unit cost of sales of product sold was $52.8 per tonne in the third quarter of 2024

compared to $42.2 per tonne in the third quarter of 2023. The increase was due to the Company

expanding into certain categories of processed coal with higher production costs.

For the nine months ended September 30, 2024

The Company sold 4.4 million tonnes for the first nine months of 2024 as compared to 2.6 million

tonnes for the first nine months of 2023. The Company recorded an average realised selling price

of $73.3 per tonne for the first nine months of 2024 compared to $93.1 per tonne for the first nine

months of 2023, the decrease was mainly due to changes in the Company ’s product mix and

decreased pricing for processed coal.

The Company ’s unit cost of sales of product sold was $52.9 per tonne for the first nine months of

2024 compared to $46.2 per tonne for the first nine months of 2023. The increase was due to the

Company expanding into certain categories of processed coal with higher production costs.

For the nine months ended September 30, 2024, the Company had a lost time injury frequency rate

of 0.07.

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Summary of Financial Results

Three months ended

September 30,

Nine months ended

September 30,

$ in thousands, except per share information 2024 2023 2024 2023

Revenue (i) $ 143,748 $ 97,979 $ 318,738 $ 243,002

Cost of sales (i) (111,354) (48,569) (230,469) (121,550)

Gross profit excluding idled mine asset costs (ii) 32,544 49,491 88,529 121,579

Gross profit 32,394 49,410 88,269 121,452

Other operating expenses, net (294) (413) (2,504) (5,178)

Administration expenses (3,400) (1,846) (9,827) (6,558)

Evaluation and exploration expenses (1,003) (808) (1,048) (900)

Additional tax and tax penalty – – – (74,990)

Profit from operations 27,697 46,343 74,890 33,826

Finance costs (10,679) (13,266) (30,873) (36,732)

Finance income 733 4,915 379 5,038

Share of earnings of joint ventures 133 809 2,021 1,739

Share of earning/(loss) of an associate (1) – 9 –

Current income tax expenses (7,844) (9,452) (26,220) (27,299)

Net profit/(loss) attributable to equity holders

of the Company 10,039 29,349 20,206 (23,428)

Basic and diluted earnings/(loss) per share $ 0.034 $ 0.099 $ 0.068 $ (0.079)

(i) Revenue and cost of sales related to the Company ’s Ovoot Tolgoi Mine within the Coal Division

operating segment. Refer to note 3 of the condensed consolidated interim financial statements for

further analysis regarding the Company ’s reportable operating segments.

(ii) A non-IFRS financial measure, idled mine asset costs represents the depreciation expense relates to

the Company ’s idled plant and equipment.

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Overview of Financial Results

For the three months ended September 30, 2024

The Company recorded a $27.7 million profit from operations for the third quarter of 2024 compared

to $46.3 million profit from operations for the third quarter of 2023. The decrease was mainly due to

changes in the Company ’s product mix and decreased pricing for processed coal.

Revenue was $143.7 million for the third quarter of 2024 compared to $98.0 million for the third

quarter of 2023. The financial results were impacted by increased sales volume, as a result of

expansion of its sales network, diversification of its customer base and expansion of the categories

of coal products in its portfolio.

Cost of sales was $111.4 million for the third quarter of 2024 compared to $48.6 million for the third

quarter of 2023. The increase in cost of sales was mainly due to increased sales and the Company

expanding into certain categories of processed coal with higher production costs.

Cost of sales consists of operating expenses, share-based compensation expense, equipment

depreciation, depletion of mineral properties, royalties and idled mine asset costs. Operating

expenses in cost of sales reflect the total cash costs of product sold (a Non-IFRS financial measure,

refer to “Non-IFRS Financial Measures ” section of this press release for further analysis) during the

quarter.

Three months ended

September 30,

$ in thousands 2024 2023

Operating expenses $ 90,046 $ 38,044

Share-based compensation expense – 1

Depreciation and depletion 5,451 1,361

Royalties 15,707 9,082

Cost of sales from mine operations $ 111,204 $ 48,488

Cost of sales related to idled mine assets 150 81

Cost of sales $ 111,354 $ 48,569

Operating expenses in cost of sales were $90.0 million for the third quarter of 2024 compared to

$38.0 million for the third quarter of 2023. The overall increase in operating expenses was due to

the increased sales and the Company expanding into certain categories of processed coal with

higher production costs.

Cost of sales related to idled mine assets for the third quarter of 2024 included $0.2 million related

to depreciation expenses for idled equipment (third quarter of 2023: less than $0.1 million).

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Other operating expenses were $0.3 million for the third quarter of 2024 (third quarter of 2023: $0.4

million).

Three months ended

September 30,

$ in thousands 2024 2023

Management fee $ 1,942 $ 1,754

Reversal of provision for doubtful trade and other receivables (9) (2)

Foreign exchange gain, net (1,562) (1,246)

Reversal of impairment loss on materials and supplies inventories (12) (81)

Rental income from short term leases – (12)

Gain on contract offsetting arrangement (65) –

Other operating expenses, net $ 294 $ 413

Administration expenses were $3.4 million for the third quarter of 2024 (third quarter of 2023: $1.8

million). The change was mainly due to higher daily administration fees and increased salaries and

benefits as a result of expansion of operations.

Three months ended

September 30,

$ in thousands 2024 2023

Corporate administration $ 1,135 $ 593

Legal and professional fees 527 478

Salaries and benefits 1,634 671

Share-based compensation expense – 1

Depreciation 104 103

Administration expenses $ 3,400 $ 1,846

The Company continued to minimise evaluation and exploration expenditures in the third quarter of

2024 in order to preserve the Company ’s financial resources. Evaluation and exploration activities

and expenditures in the third quarter of 2024 were limited to ensuring that the Company met the

Mongolian Minerals Law requirements in respect of its mining licenses.

Finance costs were $10.7 million and $13.3 million for the third quarter of 2024 and 2023

respectively, which primarily consisted of interest expense on the $250.0 million Convertible

Debenture.